Personal Foreign Exchange Account

Corporate Account Application Form

To open an account you simply need to complete the account opening form below and confirm that you have read the terms & conditions.

Company Information
Company Name (Including any Trading names)*
Registered Address:*
Business/Trading from Address:*
Type Of Company*
Registered Number
LEI Number
Business Activity
Business Telephone*

Country CodeArea CodePhone Number

Officer Information
Director 1 (Primary Contact)
Name*

PrefixFirst NameLast Name
Date of Birth*

MonthDayYear
Date
Nationality*
Current Address *
E-mail*
Phone Number*

Area CodePhone Number
Mobile Telephone

Area CodePhone Number
Director 2 /Company Secretary
First NameLast Name
Current Address:
FULL NAMES OF ANY ADDITIONAL DIRECTORS

Shareholder Information
FULL NAME AND RESIDENTIAL ADDRESS OF EACH BENEFICIAL OWNER (OWNING MORE THAN 25% OF THE ISSUED CAPITAL IN THE COMPANY). IDENTIFICATION (SEE SUPPORTING DOCUMENTS: IDENTIFICATION) FOR EACH PERSON STATED HERE SHOULD BE SUBMITTED WITH THIS APPLICATION.
Full Name

First NameLast Name
Residential Address
Full Name

First NameLast Name
Residential Address
Full Name

First NameLast Name
Residential Address
Full Name

First NameLast Name
Residential Address

Investment Experience
Has the primary contact ever traded in Shares, Bonds, Equities or any other Financial Investment Products ?

RegularlyOccasionallyRarelyNever

Account Type
What type of account would you like to open? You may need to complete additional documentation depending on which account you opt for.

CFDSpreadbettingShare Dealing

Advisory Service - Your responsibilities
IT IS IMPORTANT THAT YOU READ AND CONFIRM THAT YOU UNDERSTAND THE BELOW
1. YOUR RESPONSIBILITY TO SAY NO
It is your trading account and you are in control. If you are unsure of any advice provided by your investment advisor, then you must NOT proceed with the transaction. If you do accept and agree to any recommendations made, then you automatically accept the risks of that trade. It is imperative that you are happy with the investments being recommended to you, including their level of risk, the transaction size and the frequency with which trades are being conducted on your account. If you decide that you are unhappy with any of the above or your personal circumstances change, please notify your Investment Advisor immediately and ask to speak to the compliance officer.

2. YOUR RESPONSIBILITY TO CHECK YOUR TRADES
For all trades executed you will receive a contract note. You can also view the details of all your transactions via your online portfolio. It is your responsibility to ensure that these details are correct. If you do identify an error,then you must notify your investment advisor immediately. At any time, we will be able to send you, on request, an up to date account valuation or statement of your account at no charge, but we would advise that you check your account at least once a day to review trades executed, valuation of open positions, margin usage and general portfolio composition. It is your responsibility to monitor and address any issues that you might find immediately.

3. SUITABILITY
Whilst we will always endeavourto ensure that the recommendations made to you are suitable, our advice is only as good as the information that you have provided to us. In order to ensure the correct level of advice, it is important that you alwaysnotify us if either your 1) risk appetite 2) investment objectives or 3) financial circumstances change. It is also important to notify us if your health deteriorates. If you are unsure you should seek professional financial or medical advice before proceeding.
I have read the stipulatons above and agree to them.*

Bank Details
PLEASE ENTER THE BANK ACCOUNT FROM WHICH YOU WILL BE DEPOSITING FUNDS.
Name of Account Holder
Name of Bank
Sort Code
Account Number

Declarations and Disclosures
PLEASE REVIEW AND INDICATE YOU AGREE WITH EACH SECTION BELOW
I understand that all investments carrysome risk; the value of shares and the incomefrom them may go down as well as up and Imay not get back the money I invested. Itshould not be assumed that the value ofinvestments always rise. Past performance isnot a reliable indicator of future results andinvestment in shares carry the risk that all orsome of the capital invested might be lost.*
I confirm that the information provided inthis application is true and accurate and Iconfirm that I will promptly notify ECL inwriting if any of the representations in this application materially change or cease to betrue and accurate;*
I confirm that we have regular access tothe internet and consent to ECL providing mewith information, including, withoutlimitation, information about our accountcharges, the Client Agreement, Risk WarningDisclosures, Disclaimer, Privacy Policy,Conflicts of Interest Policy and OrderExecution Policy and any amendments to suchdocuments by posting such information onwww.equitradecapital.co.uk and that ECL isentitled to send newsletters or otherinvestment material to me by e-mail, orsimilar electronic messaging services;*
I confirm that ECL may use my personalinformation, for obtaining, processing anddisclosing personal and financial informationrelating to me in accordance with the DataProtection Act 1998, e.g. to comply with thecurrent money laundering regulation. Pleasenote ECL is required to undertake checks onidentity. ECL may request further supportingdocuments to confirm these details or carryout checks by accessing and using informationheld in any database or other electronicformat.*
I confirm that I am over 18 years of age.*
I authorise ECL to open an Accountwith an Executing Broker using thepersonal information I have providedwithin this account application form;*
I confirm that I understand that ECLshall treat me as a Retail Client subject tothe following:(a) if you satisfy the definition ofProfessional Client or EligibleCounterparty, we may notify you that wewill treat you as such; and(b) you may request a different clientcategorisation from the one we haveallocated to you, but please be aware thatwe may decline such a request. Ifyou do request a different categorisationand we agree to such a request, you maylose the protection afforded by certainFCA Rules.*
I understand that, for my/our ownbenefit and protection I should read ECL'sClient Agreement carefully before signingthis application form including, but notlimited to, the risk warnings anddisclosures, the order execution policyand ECL's Commission and Charges.*
I understand that if I do notunderstand any point about the ECLServices which I have applied for or theCommission and Charges summarisedoverleaf, then I should ask for furtherinformation before signing and returningthis application form.*
I HAVE READ, UNDERSTOOD ANDEXPRESSLY CONSENT TO THE POINTSRAISED IN THIS DECLARATION ANDDISCLOSURE STATEMENT AND AGREE TOBE BOUND BY ECL'S CLIENT AGREEMENT.*

Supporting Documents: Identification
We are unable to open your account without verifying your identity. If we are not able to identify you using electronic checks, we may request further supporting documents from you to verify your identity and residential address. We do not accept online bills or statements. ECL also reserves the right to request further documentation at any time during the approval process. Copy documents should be certified “Original seen and true likeness" by an appropriate person (Doctor, Lawyer, Accountant, Staff of Equitrade FX who have seen the originals). The person certifying must be contactable, please provide their telephone number and address. Statements, bills etc must not be more than 3 months old. If you require further guidance on the identification requirements, please contact us on 0121 454 0770.
ADDRESS VERFICIATION DOCUMENTS
- Bank/building society/credit union statement or passbook. Online statements will not be accepted.
- Council tax bill within the last 3 months
- Utility bill (not mobile phone) dated within the last 3 months
- Mortgage statement
- Current full UK driving licence (not if used to confirm identity)
- HMRC tax notification (not if used to confirm identity)
- UK Disabled Parking document (must show your address, signature and photograph)
- Current full UK driving licence (cannot be used for both address and identity)
Address Verification document upload

Upload a File

Cancelof
Alternatively send file via email to
accountopening@equitradecapital.co.uk
Quoting your name within the email subject
IDENTITY VERFICIATION DOCUMENTS
- Current full passport
- Current National Identity card
- Current full UK driving licence
- HM Revenue & Customs tax notification
- Firearms certificate
  State pension or benefits book/letter on official headed paper confirming your right to UK benefits from:
  – Benefits agency
  – Department of Work and Pensions (including Jobcentre Plus)
  – Child Benefit Office
  – Veterans Agency
- Letter from a person in a position of authority – this could be a Solicitor or General Practitioner
Identity Verification document upload

Upload a File

Cancelof
Alternatively send file via email to
accountopening@equitradecapital.co.uk
Quoting your name within the email subject

Hidden Section
All declarations and discolsures must be agreed to, to open an account.
Should be Empty:

Corporate Account Application Form