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  • High Net Worth Investor

    Statement of a Certified High Net Worth Individual
  • I declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2001.


    I understand that this means:


    (a) I can receive financial promotions that may not have been approved by a person authorised by the Financial Services Authority;


    (b) the content of such financial promotions may not conform to rules issued by the Financial Services Authority;


    (c) by signing this statement I may lose significant rights;


    (d) I may have no right to complain to either of the following:


    (i) the Financial Services Authority; or (ii) the Financial Ombudsman Scheme;


    (e) I may have no right to seek compensation from the Financial Services Compensation Scheme.


    I am a certified high net worth individual because at least one of the following applies:


    (a) I had, during the financial year immediately preceding the date below, an annual income to the value of £100,000 or more;


    (b) I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include:


    (i) the property which is my primary residence or any loan secured on that
    residence;


    (ii) any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001;
    or
    (iii) any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.


    I accept that I can lose my property and other assets from making investment decisions based on financial promotions.


    I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

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